Financial services firms are facing a large-scale regulatory reform agenda that creates significant risk of non-compliance and reputational risk for their organization.
With greater scrutiny from international and local regulators, firms have to ensure that they have put in place a robust and timely control and processing framework supported by effective governance to de-risk their external and internal commitments.
Axis Corporate’s Governance Risk and Compliance Consulting team understands the complexity of regulatory compliance that directives require along with the internal challenges of implementing programmes to deliver compliance against fragmented and inefficient processes, ineffective governance and insufficient capital.
In our experience, the key to tackling these issues is through effective and transparent governance, identification and management of the right risks with robust controls and adopting a holistic approach to tackling regulatory change. All of which we have delivered to a number of global financial services firms.
How we help our clients
Axis Corporate is helping a variety of retail and corporate banks, investment institutions, wealth managers, card providers and regulators address their governance, risk management and compliance priorities including:
- Implementing effective risk management frameworks, enhanced controls and appropriate reporting capabilities
- Regulatory oversight, horizon planning and response through effective portfolio management’or complying with a specific regulation
- Mitigating financial crime through addressing anti-money laundering, conduct risk and fraudulent priorities or concerns