Governance, Risk and Compliance (GRC)

Financial services firms are facing a large-scale regulatory reform agenda that creates significant risk of non-compliance and reputational risk for their organization.

With greater scrutiny from international and local regulators, firms have to ensure that they have put in place a robust and timely control and processing framework supported by effective governance to de-risk their external and internal commitments.

Axis Corporate’s Governance Risk and Compliance Consulting team understands the complexity of regulatory compliance that directives require along with the internal challenges of implementing programmes to deliver compliance against fragmented and inefficient processes, ineffective governance and insufficient capital.

In our experience, the key to tackling these issues is through effective and transparent governance, identification and management of the right risks with robust controls and adopting a holistic approach to tackling regulatory change.  All of which we have delivered to a number of global financial services firms.

How we help our clients

Axis Corporate is helping a variety of  retail and corporate banks, investment institutions, wealth managers, card providers and regulators address their governance, risk management and compliance priorities including:

  • Implementing effective risk management frameworks, enhanced controls and appropriate reporting capabilities
  • Regulatory oversight, horizon planning and response through effective portfolio management’or complying with a specific regulation
  • Mitigating financial crime through addressing anti-money laundering, conduct risk and fraudulent priorities or concerns
Our expertise
Regulatory portfolio optimisation

We help our clients in financial services understand and deliver their regulatory obligations, prioritise requirements and develop solutions to deliver a better Return on Investment (ROI). We continue to help clients prepare for regulatory compliance, transform their business and operating models, and deliver new products and services to market. Our approach...

Mitigating Financial Crime

Axis Corporate deploys its risk management & compliance methodology to help clients tackle a wide range of issues and solutions whether it is through policy refresh, re-focusing governance arrangement, re-balancing or designing new operating models or introducing new capabilities such as risk data strategies or IT solutions. One area of specific focus is that...

Risk Management

Has evolved from a series of rules and policies in bank regulation to a broader field which includes both operational  and customer experience risks. At Axis Corporate, we consider  risk management to be an essential element that should be incorporated into the culture of organisations.   The proactive management of operational risk...

Regulatory Response

Regulatory changes are more and more universal, the speed of the request for compliance is increasingly urgent and the consequences of non-compliance are more serious. In response, many companies are shifting their general focus towards the milestones of compliance. This often involves the reorganisation of their defence lines, the constant...

"Axis Corporate has collaborated in the definition and implementation of the main relationship processes with our subscribers. As a result we have achieved a 50% improvement in the quality perceived by the subscriber"

Pere Guardiola

CEO - La Vanguardia

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