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Publications related with GRC

Javier Fariñas

Javier Fariñas has more than 20 years of experience in  financial services.   He specializes in Risk Management and Compliance processes of banking and parabanking business models. Highlighted projects include risk management optimisation fram...

Conquering AML is still a major opportunity for RegTech providers

 The Fourth Anti-Money Laundering Directive (EU) No. 2015/849 (AMLD 4) was implemented (June 2017) to set clearer compliance guidelines and requirements for banks and wider professional groups (e.g. accountants and lawyers). Also, as part of the n...

Regtech: Enabling zero-cost payments for a PSD2 world

This cost can be above 2% per transaction. This is the result of a multiple stage process to take money from Peter to pay Paul and high margins charged by middle-men in transactions.   This market is being disrupted. PSD2 will bring about huge c...

Is your RegTech solution more “Tech” than “Reg”? Does it really address your business challenge ?

RegTech is nothing new. In fact, it has been around for many years through ‘trade surveillance’ and other AML capabilities that are solely focused on mitigating a specific risk providing scalable solutions and standardisation. However, if you’r...

Cleaning reference data to make it usable (again)?

The implementation of various regulations is forcing banks to look at their reporting more than ever. Over time, transactional reporting has also increased the level of detail required. If the data used by a bank is poor, this will not only affect th...

MiFID II business requirements for a Global Investment Bank

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RegTech – Holding the Keys to Regulatory Compliance?

These demands have absorbed much of the effort and resources of the sector, and monopolised change and IT spend due to the need to implement and adapt to new regulations.   These stretching demands have been and continue to be similar for all ba...

Regulatory Portfolio Optimisation for a Global Bank

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Regulation – refereeing the digital revolution

Their task just became harder with the increased pace of change brought about by digital innovation in the banking sector. There are a number of reasons for this, and also some mitigating factors explaining why their response has not been as fast as ...

MiFID I client data remediation and governance

The Financial Conduct Authority (FCA) issued a £4.7m fine to the client for failing to properly report 30 million transactions under MiFID I Directive. Axis was requested to lead the remediation and control work stream to close the audit point. &nbs...
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